Regulatory Compliance Information
Regulatory Disclosure: Bogue Asset Management LLC is a Maine state licensed investment adviser located in Wells Maine. Bogue Asset Management LLC and its representatives are in compliance with the current filing requirements imposed upon licensed investment advisers by those states in which Bogue Asset Management LLC maintains clients and may only transact business in those states in which it is licensed, is exempt, or excluded from licensure requirements. When the number of clients in a state exceeds five clients, Bogue Asset Management LLC will also register for service of process in that state. Bogue Asset Management LLC renders individualized responses to persons in a state only after complying with the state’s regulatory requirements, or pursuant to an applicable state exemption or exclusion. We must also be registered or exempted or excluded from registration in any state in which we follow up on individualized responses to persons in that State that involve effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation. For information concerning the licensure status or disciplinary history of Bogue Asset Management LLC, a prospective client should contact his or her state securities law administrator.
This web site provides information about financial planning and investments that are general in nature as well as about Bogue Asset Management LLC and is not intended to offer investment or financial planning advice through the Internet. This site provides a medium for you to read about our views, our approach, to learn about our services and to be able to contact us for further information. The material in this web-site is based on information available in the marketplace and believed to be reliable and authoritative. It is not guaranteed as to its accuracy and does not create the basis for sound investment decisions. The information is general in nature and should not be applied indiscriminately to individual situations wherein it may not be completely applicable. Hyperlinks on this web site are provided as a convenience. Bogue Asset Management LLC disclaims any responsibility for information, services or products found on web sites linked hereto.
There are no performance guarantees expressed or implied. Past performance of a security or portfolio is no guarantee of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended and/or purchased by adviser), or product made reference to directly or indirectly on this web site, or indirectly via link to any unaffiliated third-party web site, will be profitable or equal to corresponding indicated performance levels. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s or prospective client’s investment portfolio. No client or prospective client should assume that any information presented and/or made available on this web site serves as the receipt of, or a substitute for, personalized individual advice from the advisor or any other investment professional. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, or the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.
Each client and prospective client agrees, as a condition of access to Bogue Asset Management’s web site, to release and hold harmless Bogue Asset Management LLC, its owners, employees and agents from any and all adverse consequences resulting from any of the client/prospect’s actions and/or omissions which are independent of the client/prospect’s receipt of personalized individual advice from Bogue Asset Management LLC.